Regulation News
Financial regulation news from the SEC, FINRA, and government agencies. Track policy changes, enforcement actions, and compliance updates affecting markets.
Oklo Gains NRC Approval for Aurora Design, but Commercial Hurdles Remain
Oklo Inc. received NRC approval for its Aurora powerhouse design, halving the review time. Yet, the company has no built plants or binding power deals, and faces significant hurdles.
GM Recalls 40,440 Brake Fluid Bottles Over Sediment Contamination
General Motors is recalling 40,440 bottles of ACDelco brake fluid due to sediment that could impair braking, a potential safety hazard.
POET Technologies Faces Class Action After Marvell Cancels Celestial AI Orders
POET Technologies is under a securities class action after Marvell canceled all Celestial AI purchase orders. Lead-plaintiff deadline is June 29. Stock at $9.385.
Tesla Recalls 218,868 Vehicles in US; European FSD Approval Stalls
Tesla recalls 218,868 US vehicles over rearview camera delay. Stock slips 0.8% as European FSD approval faces regulatory hurdles.
FINRA Probes Morgan Stanley's Budapest Analyst Program Over Licensing
FINRA is investigating Morgan Stanley's Budapest analyst program after a whistleblower alleged unlicensed work on US and European deals and client data mishandling.
Cellectar Biosciences Secures $140M, Pushes Iopofosine Toward FDA Filing
Cellectar Biosciences secured up to $140 million in new funding and reported strong Phase 2b results for iopofosine, fueling plans for a confirmatory trial and FDA filing in Waldenström macroglobulinemia.
POET Technologies Stock Surges on Securities Lawsuit Over Canceled Marvell Order
POET Technologies shares surged 30% after a securities class action was filed over disclosure of canceled Marvell purchase orders.
Union Pacific Warns It May Walk Away From $85 Billion Norfolk Southern Deal Amid Regulatory Hurdles
Union Pacific may drop its $85 billion Norfolk Southern merger if regulators require major line sales or trackage rights. The STB is reviewing the revised application.
Circle Stock Surges on Stablecoin Regulatory Breakthrough
Circle (CRCL) shares rose 10% after a Senate compromise on stablecoin regulation, with Coinbase (COIN) up nearly 5%. USDC supply stands at $77.4 billion.
Arm Holdings Faces New Malaysia Scrutiny Ahead of Earnings
Malaysia's anti-corruption agency has summoned former economy minister Rafizi Ramli for questioning over a $279 million chip-design deal with Arm Holdings, adding political uncertainty ahead of Arm's May 6 earnings report.
3M Faces Renewed Legal Heat Over Wisconsin PFAS Contamination
3M faces renewed legal and regulatory pressure over PFAS contamination at its Greystone facility in Wisconsin, with levels hundreds of times above proposed state limits. Shares fell 2.7% on Friday.