Regulation News

Financial regulation news from the SEC, FINRA, and government agencies. Track policy changes, enforcement actions, and compliance updates affecting markets.

WBD Shareholders Vote on $110B Paramount Merger Amid Regulatory Scrutiny
Regulation James Calloway

WBD Shareholders Vote on $110B Paramount Merger Amid Regulatory Scrutiny

Warner Bros. Discovery investors are voting on a $110 billion takeover by Paramount Skydance, with shares trading 12% below the offer price. Regulatory reviews and industry opposition create significant hurdles for the deal.

WBD NFLX DIS
White House Considers $500M Lifeline for Spirit Airlines Amid Fuel Crisis
Regulation James Calloway

White House Considers $500M Lifeline for Spirit Airlines Amid Fuel Crisis

The White House is nearing a $500 million loan agreement for Spirit Airlines, which faces collapse due to soaring fuel prices. The administration also opposes a potential merger between United and American Airlines.

AAL UAL JBLU USO
Plug Power Faces Investor Lawsuit Proceeding Amid Louisiana Plant Showcase
Regulation James Calloway

Plug Power Faces Investor Lawsuit Proceeding Amid Louisiana Plant Showcase

A Delaware federal judge ruled that investors can advance claims against Plug Power regarding its hydrogen production targets and revenue forecasts. The decision coincided with a company-hosted tour of its key Louisiana plant, with shares declining roughly 5%.

PLUG
Psyence Biomedical Stock Surges on White House Psychedelic Research Push
Regulation James Calloway

Psyence Biomedical Stock Surges on White House Psychedelic Research Push

Psyence Biomedical's stock rose sharply following a White House executive order aimed at fast-tracking research into psychedelic therapies like ibogaine, though the company's lead drug remains in mid-stage trials.

PBM
FDA Peptide Review Sparks Rally for Hims & Hers Health
Regulation James Calloway

FDA Peptide Review Sparks Rally for Hims & Hers Health

Shares of Hims & Hers Health climbed sharply after regulators signaled a review of peptide restrictions, a development analysts view as a positive shift for the company's growth strategy.

HIMS
Hims & Hers Stock Jumps on FDA's Peptide Policy Review
Regulation James Calloway

Hims & Hers Stock Jumps on FDA's Peptide Policy Review

Shares of Hims & Hers Health climbed sharply after the U.S. Food and Drug Administration said it will reconsider regulations on certain peptides. The company, which acquired a peptide facility last year, sees this as an opportunity to expand beyond the GLP-1 market.

HIMS
Super Micro Board Probe into China Server Diversion Tests Investor Confidence
Regulation James Calloway

Super Micro Board Probe into China Server Diversion Tests Investor Confidence

Super Micro Computer is under a board-driven investigation into claims servers were diverted to China, as U.S. prosecutors allege former associates funneled $2.5B in AI technology. Shareholders will vote on directors at an April 15 meeting.

SMCI NVDA DELL HPE FXI
SBTi Reports 40% Surge in Corporate Climate Targets as Asia Nears European Leadership
Regulation James Calloway

SBTi Reports 40% Surge in Corporate Climate Targets as Asia Nears European Leadership

Corporate climate commitments validated by the Science Based Targets initiative soared 40% to 9,764 companies by the close of 2025. Asia's rapid expansion, adding 1,216 firms, brings it nearly level with Europe's growth.

ING SPY FXI MCHI
FAA Proposes $255K Fine Against American Airlines Over Safety Testing Lapses
Regulation James Calloway

FAA Proposes $255K Fine Against American Airlines Over Safety Testing Lapses

The Federal Aviation Administration has proposed a $255,000 civil penalty against American Airlines, alleging the carrier returned 12 flight attendants to safety-sensitive duties before completing mandatory follow-up drug and alcohol tests. The alleged violations occurred between May 2019 and December 2023.

AAL DAL UAL LUV
American Airlines, Qantas Alliance Gets Interim ACCC Approval Amid Fuel Pressure
Regulation James Calloway

American Airlines, Qantas Alliance Gets Interim ACCC Approval Amid Fuel Pressure

The Australian Competition and Consumer Commission has issued interim authorization for the American Airlines-Qantas alliance, allowing coordination to continue while a full review proceeds. The provisional clearance comes as carriers face rising fuel costs and market uncertainty.

AAL UAL DAL
PECO Proposes Major Rate Increases for 2027, Seeks $510M for Infrastructure
Regulation James Calloway

PECO Proposes Major Rate Increases for 2027, Seeks $510M for Infrastructure

PECO has requested regulatory approval for significant delivery rate increases that would raise residential electricity bills by 12.5% and suburban gas bills by 11.4% beginning in 2027. The utility seeks $510 million for infrastructure improvements.

EXC
KeyBank Security Under Scrutiny Amid Ohio Robbery and Check Fraud Prevention
Regulation James Calloway

KeyBank Security Under Scrutiny Amid Ohio Robbery and Check Fraud Prevention

KeyBank's fraud controls are in focus following a robbery at an Ohio branch and a separate $5,000 check scam thwarted by its Positive Pay system, with KeyCorp set to report quarterly results.

KEY