Regulation News

Financial regulation news from the SEC, FINRA, and government agencies. Track policy changes, enforcement actions, and compliance updates affecting markets.

US States and Congress Tighten Crypto ATM Rules Amid $388M Scam Losses
Regulation James Calloway

US States and Congress Tighten Crypto ATM Rules Amid $388M Scam Losses

Delaware advances a bill to ban crypto kiosks within 90 days, while North Carolina opts for regulation. New federal legislation targets scams, with FBI data showing over $388 million in losses.

MSTR COIN MARA
Uber Stock Slips Amid NYC Regulatory Battle Over Driver Deactivations
Regulation James Calloway

Uber Stock Slips Amid NYC Regulatory Battle Over Driver Deactivations

Uber shares dropped Thursday as investors reacted to a legal battle over New York City's Local Law 52, which limits ride-hailing companies' ability to deactivate drivers without just cause.

UBER LYFT
Coupang Stock Jumps After Record $410M Privacy Penalty
Regulation James Calloway

Coupang Stock Jumps After Record $410M Privacy Penalty

Coupang shares jumped 5.6% after South Korea imposed a record $410 million privacy fine, providing clarity on regulatory risk despite the impact on Q2 expenses.

CPNG
Alibaba Shares Tumble 5.4% After Beijing Questions 618 Subsidy Claims
Regulation James Calloway

Alibaba Shares Tumble 5.4% After Beijing Questions 618 Subsidy Claims

Alibaba's Hong Kong shares plunged 5.4% after Beijing regulators questioned Taobao and Tmall's 618 festival subsidy claims, intensifying regulatory risk and margin worries.

BABA JD PDD BIDU
Big Tree Cloud Stock Plunges After Hours Following Massive Rally Ahead of Nasdaq Deadline
Regulation James Calloway

Big Tree Cloud Stock Plunges After Hours Following Massive Rally Ahead of Nasdaq Deadline

Big Tree Cloud shares surged 291% to $7.20 before plunging 36% after hours, driven by extreme volume ahead of a Nasdaq compliance deadline with no major news.

DSY
Lloyds Shares Dip as FCA Delays Motor Finance Payouts to 2027
Regulation James Calloway

Lloyds Shares Dip as FCA Delays Motor Finance Payouts to 2027

Lloyds shares slipped 0.98% as the FCA delays motor-finance compensation payments until at least 2027, clouding buyback hopes.

BCS
Outlook Therapeutics Surges on FDA Review Progress for Lytenava
Regulation James Calloway

Outlook Therapeutics Surges on FDA Review Progress for Lytenava

Outlook Therapeutics shares surged 26% to $0.89 as the FDA began a 60-day review of Lytenava after a successful appeal, though the stock faces Nasdaq delisting and dilution risks.

OTLK
Grab Shares Edge Higher as Taiwan Deal Nears Regulatory Verdict
Regulation James Calloway

Grab Shares Edge Higher as Taiwan Deal Nears Regulatory Verdict

Grab shares edged up 0.5% to $3.315 after detailing partner commitments for its $600 million foodpanda Taiwan acquisition, a deal that could add $60 million to adjusted EBITDA in 2028.

GRAB
Coupang Shares Jump as South Korea Privacy Fine Decision Nears
Regulation James Calloway

Coupang Shares Jump as South Korea Privacy Fine Decision Nears

Coupang shares climbed ahead of a South Korean privacy ruling that could fine the company up to 1.36 trillion won over a data breach. The decision, expected Thursday, will weigh on the stock.

CPNG
Visa, Mastercard Secure Preliminary Approval for $38B Fee Settlement
Regulation James Calloway

Visa, Mastercard Secure Preliminary Approval for $38B Fee Settlement

A Brooklyn judge gave preliminary approval to Visa and Mastercard's $38 billion swipe-fee settlement, capping consumer-card rates at 1.25% for eight years.

V MA
Coupang Shares Rise Ahead of Privacy Ruling on Data Breach
Regulation James Calloway

Coupang Shares Rise Ahead of Privacy Ruling on Data Breach

Coupang shares rose 2% to $15.49 as traders focused on an upcoming privacy ruling that could impose significant fines over a massive data breach.

CPNG
Boeing 777X Test Milestone Achieved; Cash Flow Remains Key Focus
Regulation James Calloway

Boeing 777X Test Milestone Achieved; Cash Flow Remains Key Focus

Boeing's 777X program clears a key FAA test phase, shifting focus to certification and cash flow as the company works to convert its $695 billion backlog into deliveries.

BA